1.0 Policy Purpose
The purpose of this policy is to provide requirements and parameters for the adoption of animals that have been involved in or intended for research at Brown University (Brown research animals).
2.0 To Whom the Policy Applies
This policy applies to all individuals engaged in the adoption of Brown research animals, including potential and final adopters.
3.0 Policy Statement
The Brown University IACUC encourages the adoption of Brown research animals by individuals for use as pets in certain circumstances. Specifically, the IACUC encourages adoption when (a) Brown research animals are used in non-terminal research or (b) Brown research animals are not used in the intended research.
3.1 Adoption Eligibility
The Attending Veterinarian or their designee (collectively referred to as “the AV” for purposes of this policy) and the IACUC, in conjunction with the applicable Principal Investigator (PI), if any, are responsible for determining whether a Brown research animal is eligible for adoption.
For a Brown research animal to be eligible for adoption, the following conditions must be met:
- The animal must be in good health and of acceptable behavior as determined by the AV;
- The animal must not have been administered any drugs during the course of Brown research other than Food and Drug Administration (FDA)-approved human or veterinary drugs or food supplements or pharmaceutically compounded veterinary drugs;
- The animal must not have been exposed to infectious agents during the course of Brown research; and
- The animal must not be transgenic or immune-suppressed.
If any of the above conditions are not met, the animal is not eligible for adoption.
3.2 Adoption Process
All involved individuals must follow the below process to effectuate the adoption of a Brown research animal:
- The PI or, in cases where the PI is no longer available, the AV, must first indicate that the Brown research animal is no longer needed for research; affirm that the PI or the AV, as appropriate, has no knowledge of any fact that would make the animal ineligible for adoption; and recommend that Brown offer the animal for adoption. If the PI is aware of any conditions that may impact the animal’s eligibility for adoption, the PI must communicate those conditions to the AV.
- The AV will conduct a physical exam of the animal, including blood testing if warranted, administer appropriate vaccinations, and order any other tests required to determine whether the animal is eligible for adoption.
- After this physical exam, the AV and the IACUC will provide a final determination as to whether the Brown research animal is eligible for adoption in accordance with the criteria listed in Section 3.1 of this policy.
- Once a Brown research animal is determined to be eligible for adoption, the AV will interview any individual that indicates an interest in adopting that animal on a rolling/first-come first-served basis to determine the individual’s reasons for adoption, willingness and ability to provide for the animal’s welfare, knowledge of the care needed for the type of animal at issue, and overall qualifications to adopt. The prospective adopter and the AV are encouraged to use the questionnaire linked in Section 7.3 to facilitate this interview.
- If, after the interview process, the AV approves the prospective adopter to adopt the eligible Brown research animal, the AV, in coordination with the prospective adopter, will complete applicable federal, state, and local forms.
- At the discretion of the AV, the animal may be spayed, neutered, or undergo any other common surgical procedures prior to adoption.
- Prior to adoption, the AV is responsible for communicating and/or providing the following to the adopter:
- the results of the AV’s exam and any tests the AV conducted when determining eligibility for adoption; the name of any FDA-approved drug administered to the animal during the course of Brown research.
- The adopter must complete and sign an Animal Adoption Agreement. The AV will retain the original of this Agreement, a copy will be placed in the relevant animal’s record at Brown University, and a copy will be provided to the new owner as proof of ownership transfer.
- On the day the Animal Adoption Agreement is signed by both the adopter and Brown, the Brown research animal will be transferred from Brown University facilities to the adopter. Once the animal leaves the Brown facility, the adopter owns the animal, the animal is the sole possession and responsibility of the new owner, and the animal is no longer a Brown research animal. Brown University is not responsible for the animal or its care after it leaves the Brown facility.
3.3 Adopter Responsibilities and Restrictions
During the course of the adoption process, Brown will confirm the adopter understands and agrees to the following:
- The adopter is responsible for any and all future medical care or other support of the animal;
- The adopter cannot sell the animal, and the animals must be used only as a personal or family pet; and
- The adopter cannot use the animal for human or animal consumption.
4.0 Definitions
N/A
5.0 Responsibilities
All individuals to whom this policy applies are responsible for becoming familiar with and following this policy. University supervisors and employees with student oversight duties are responsible for promoting the understanding of this policy and for taking appropriate steps to help ensure and enforce compliance with it.
6.0 Consequences for Violating this Policy
Violation of this policy may be considered a serious event of noncompliance that may be reportable to the IACUC, funding and accrediting agencies, or other regulatory agencies. Violation is a serious matter that may adversely affect both Brown or certain researchers’ ability to perform animal work and acquire funding sources.
Failure to comply with this and related policies is subject to disciplinary action, up to and including suspension without pay, or termination of employment or association with the University, in accordance with applicable (e.g., staff, faculty, student) disciplinary procedures.
7.0 Related Information
Brown University is a community in which individuals are encouraged to share concerns with University leadership. Additionally, Brown’s Anonymous Reporting Hotline allows anonymous and confidential reporting on matters of concern online or by phone (877-318-9184).
The following information complements and supplements this document. The information is intended to help explain this policy and is not an all-inclusive list of policies, procedures, laws and requirements.
7.1 Related Policies
N/A
7.2 Related Procedures
N/A
7.3 Related Forms
7.4 Frequently Asked Questions
N/A
7.5 Other Related Information
References:
- American College of Laboratory Animal Medicine. Adoption of Research Animals – ACLAM Position Statement updated October, 2017. https://www.aclam.org/about/position-statements, Accessed June 9, 2024.
- American Veterinary Medical Association. Research Cats and Dogs Policy. https://www.avma.org/resources-tools/avma-policies/research-dogs-and-cats-adoption, Accessed June 9, 2024.
- CFR (Code of Federal Regulations) 2024. Title 9, Animals and Animal Products, Subchapter A (Animal Welfare). Washington, D.C.: Office of Federal Register. OLAW, Frequently Asked Questions – Animal Adoption. Accessed June 9, 2024.
Policy Owner and Contact(s)
Policy Owner: Vice President for Research
Policy Approved by: Vice President for Research
Contact Information:
Policy History
Policy Issue Date:
Policy Effective Date:
Policy Update/Review Summary:
This policy was last reviewed by the IACUC October 4, 2024. This policy is not new; it was converted to the University’s new compliance template and re-reviewed by the IACUC during its convened meeting October 4, 2024.